Take the appropriate exam-prep course. Make sure your employer has registered you with NASD. You'll need to do a background check. You will need to pass a state specific (series 63) exam and a national product exam. (Exam fees apply. ) Be employed by a securities broker-dealer licensed in your state.
It requires sponsorship from a broker-dealer and months of study and preparation for the licensing exams. finally obtain your license,there are constant continuing education requirements to keep up with.
